Notes On
Statutory Interpretation
Introduction
- Start always with the text of the statute
- Unlike cases, the language of which is subject to paraphrase,
never paraphrase the language of a statute. Only the statutory
text is authoritative.
- As Felix Frankfurter admonished, "Read the statute. Read the statute.
Read the statute."
- Language is inherently "open-textured," and so every rule has fuzzy
edges, every rule has what H.L.A. Hart calls "a core of certainty and a penumbra
of doubt."
- Example: "Last Name First" on a license application
Approaches to Statutory Interpretation
Much of what lawyers do involves interpreting texts, both public (cases,
statutes, etc.) and private (contracts, deeds, wills, etc.). Is the
task of interpretation different for these different kinds of text?
- "Old" Textualist/Traditionalist
- If the meaning is plain, apply it
- Use canons of statutory construction to discern meaning
- Look to legislative history to confirm that legislature understood
the plain meaning
- "New" Textualist
- If the meaning is plain, apply it.
- Use canons of statutory construction to discern meaning.
- Use dictionaries, the rest of the statute, the rest of the code (using
statutes by analogy).
- Legislative history is irrelevant, even to resolve statutory ambiguity.
- Statutory ambiguity = delegation to agency (but not courts?)
- "If the meaning were plain, we wouldn't be here, your Honor."
- Intentionalist
- Apply the statute "as the legislature intended."
- Epistemologically incoherent - a legislature is not the kind of
entity which can "intend" anything.
- Purposivist
- Apply the statute so as best to give effect to its purpose.
- In discerning purpose, examine
- the text of the statute;
- the legislative history;
- other sources of public policy.
- An illustration of the differences: "Jurors shall be selected from
the list of electors," a statute passed before women were electors.
May women serve as jurors?
- What might a textualist say?
- What might an intentionalist say?
- What might a purposivist say?
Some "Canons" of Statutory Interpretation (Intrinsic Aids)
Canons are aids to interpretation, appropriately relied upon to assist
courts in determining the meaning of a statute, and to ascertain its purpose.
- Textual Canons - words are known by the company they keep
- Ejusdem Generis: when general words follow particular words,
the general words are to be limited to the class of things indicated by the
particular words.
- E.g., "trains, planes, automobiles, and other vehicles."
Does "other vehicles" include skateboards?
- Expressio unius est exclusio alterius: expression of one thing
means exclusion of another.
- E.g., a statute may prohibit discrimination on the basis of "race,
ethnicity, national origin, or religion" Is discrimination on the basis
of gender prohibited?
- Substantive Canons - reflecting certain policy choices
- Statutes in derogation of the common law should be strictly construed.
- The Rule of Lenity: criminal statutes should be narrowly construed.
- Special statutes trump general statutes.
Extrinsic Aids to Statutory Interpretation
What is the significance of legislative history? It rather depends
on your approach to statutory interpretation. For the relentless textualist,
legislative history is irrelevant. For most judges, legislative history
is an aid to discerning the meaning and purpose of a statute.
Public choice theorists assert that the legislative process is
driven by the motivation of each individual legislator to be reelected, and
so only the legislative product (legislation) deserves our attention.
An Illustration
Muscarello v. U.S., 524 US 125 (1998)
A person who "uses or carries a firearm" "during and in relation to" a
"drug trafficking crime" is subject to a 5-year mandatory prison term. 18
U.S.C. § 924(c)(1). Police officers found a handgun locked in the glove
compartment of petitioner Muscarello's truck, which he was using to transport
marijuana for sale. Is Muscarello subject to the mandatory sentence,
if found guilty of drug trafficking?
- Frame the issue precisely using the exact statutory language, interpretation
of which will decide the case one way or the other.
- Perhaps: Whether a person who has a handgun locked in the glove compartment
of his truck, which he is using to transport marijuana for sale, "carries
a firearm" within the meaning of 18 U.S.C. § 924(c)(1).
- Is the statute ambiguous, or is its meaning plain? If ambiguous,
how should a court resolve the ambiguity?
© Patrick Wiseman
1998,1999,2000,2002, 2005